Securities Law Questions in New York, United States

3/22/12, 9:57 am
Our company wants to connect crowd-sourced capital to infrastructure needs. We wanted to sell fractions of an physical infrastructure compon...
1 answer United States | New York | Securities Law
2/06/11, 9:35 am
I want to start an investment company where i sell shares of the the company to people in exchange for investment capital. I will also be pu...
1 answer United States | New York | Securities Law
2/02/11, 6:00 pm
An australian Private equity firm will be helping US Publically traded company for expansion of a company in USA by gving capital to publica...
1 answer United States | New York | Securities Law
9/26/10, 6:29 am
I am going through a divorce, myself and my soon to be ex had invested a lot of money, we used a financial planner who invested through a co...
1 answer United States | New York | Securities Law
1/29/10, 7:12 am
I am a stockbroker , my old firm is taking me to arbitration for the $$ paid out to a former client who sued my old firm. i was not named as...
1 answer United States | New York | Securities Law
9/10/09, 5:45 pm
i bought $50,000 in shares in a friends corporation ( incorporated in New York) about 10 years ago thru my self directed IRA. I never...
1 answer United States | New York | Securities Law
6/21/09, 4:28 pm
Contract Sale vs. Futures Contract Capital Biofuel will launch an effort to fund a $10 million waste-to-fuel biodiesel plant in Schenectady ...
1 answer United States | New York | Securities Law
5/10/09, 6:28 pm
taping can you be taped during a security issue without your knowledge
1 answer United States | New York | Securities Law
4/18/09, 2:37 am
margin sellout My brokers sold securities on a margin call without giving me any notice notice Do I have any recourse How do I get an att...
3 answers United States | New York | Securities Law
4/13/09, 6:37 pm
SEC /Judgement I'm a major shareholder of a privately held corporation. I am not on the Board nor do I work for the company. I've been told ...
2 answers United States | New York | Securities Law
3/04/09, 12:04 pm
Income beneficiary to irrevocable trust The value of the trust that I recieve income from has dropped in value from $1.6mm to $1.1mm. Bank ...
1 answer United States | New York | Securities Law
2/18/09, 4:12 pm
assets and viability My financial group is being sued, by a # of persons, currently in New York Eastern Court for return of asests. Do I nee...
4 answers United States | New York | Securities Law
12/20/08, 6:20 pm
Terrorism vs. Non Responsive Services Supporting Terrorist Activity/Harboring a terrorist, does that still register as a crime? How hard ...
1 answer United States | New York | Securities Law
11/09/08, 12:13 am
Investment Banker Wha is the exact scope of section 2(21) of the Investment Company Act of 1940 that defines ''investment banker''?? Who doe...
1 answer United States | New York | Securities Law
10/31/08, 10:19 pm
Unreliable attorneys How do I actually get an attorney to prioritize my case? Been trying to get one for almost 2 years!
2 answers United States | New York | Securities Law

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