California | Investment Law
Legal Question
how this form would be properly completed on behalf of either of these scenarios below and I believe the key term is "what is REQUIRED":
1st Scenario is on behalf of an IBC/LTD in Anguilla (exchanged at a Dealer in CA that will require use of the Fin104 Form:
Part 1: #14:
Does this section require personal information? i.e. an individual name/ss#?
Section B--Individual(s) Conducting Transaction(s) (if other than above).
If Section B is left blank or incomplete, check the box(es) below to indicate the reason(s):
Note: (None of the Options appear to apply) Please Advise…
Does this section require personal information? i.e. an individual name/ss#? into Section B?
Part II:
Is it required to place the account number here on behalf of the NBA Acct in Anguilla?
Page 2:
Is it required to complete anything else on this page?
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The second scenario is on behalf of a Nevada, LLC (either using the same exchanger or a Wells Fargo/Bank of America branch in California)
Part 1: #14:
Does this section require personal information? i.e. an individual name/ss#?
Section B--Individual(s) Conducting Transaction(s) (if other than above).
If Section B is left blank or incomplete, check the box(es) below to indicate the reason(s):
Note: (None of the Options appear to apply) Please Advise…
Does this section require personal information? i.e. an individual name/ss#? into Section B?
Page 2:
Is it required to complete anything else on this page?
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Read More Answered By: Bryan Whipple |
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