California | Securities Law
2/01/11, 1:55 pm
Legal Question
I used to be a registered rep in my prior employment. As of 5 years ago I was no longer employed as a registered rep. I have had all my brokerage account online as it suits me best.
I recently became married and my spouse is a registered rep at a large Securities firm. Her firm now wants me to move all my accounts over to their firm due to "conflict of interest". The only exemption they have is if I held mutual funds which they do not offer.
I would prefer to keep my online account as I have no annual fees, no monthly fees and my trade fees are approximately 1/3 the cost of the large Securites firm.
How do I get out of having to move all my accounts?
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Read More Answered By: Bryan Whipple |
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