Legal Question in Securities Law in New Jersey

Non-Filing Companies

I work for a broker/dealer that specializes in Pink Sheet Securities. We have purchased large block of companies that have been believed to be a non-filing company. Meaning the last filing with the SEC was over 5 years ago, and the stock is trading at a nominal price. ie. $0.00001 per share. Based on the last SEC filing that had the Total Shares Outstanding, we have aquired more than 5%. Does this require a 13G filining?


Asked on 12/31/08, 9:16 am

1 Answer from Attorneys
Jef Henninger, Esq Law Offices of Jef Henninger, Esq.

Re: Non-Filing Companies

Check out http://www.hedgefundworld.com/other_issues.htm

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Answered on 12/31/08, 9:48 am


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