Securities Law answers by Lawrence R. Gelber
- Contract Sale vs. Futures Contract Capital Biofuel will launch an... 6/21/09, 4:28 pm United States New York Securities Law
- taping can you be taped during a security issue without your know... 5/10/09, 6:28 pm United States New York Securities Law
- margin sellout My brokers sold securities on a margin call withou... 4/18/09, 2:37 am United States New York Securities Law
- Legal forms Are legal forms legal? I must have Power of Attorney... 9/17/08, 6:21 pm United States New York Securities Law
- SPAC targeting a different industry Is a SPAC able to target a co... 8/18/08, 9:35 am United States New York Securities Law
- Mortgage Note Business I've interested in soliciting a discounted... 5/16/08, 9:48 am United States New York Securities Law
- Negotiable instruments Does the law prohibit a private person fro... 5/13/08, 8:49 am United States New York Securities Law
- Arbitration I worked @ a firm where I had an exisiting client ren... 5/01/08, 2:38 pm United States New York Securities Law
- Securities industry Arbitration I am named in the statement of cl... 5/01/08, 6:55 am United States New York Securities Law
- Utma Is there a statue of limitiations that a 23 year could sue h... 11/06/07, 10:15 am United States New York Securities Law
- My commodity account I found out that my broker was trading in my... 10/07/07, 10:42 am United States New York Securities Law
- 401k mishandling- NYS Within NY state, I once worked for a firm (... 2/15/06, 8:50 pm United States New York Securities Law
- compensation A Broker Dealer I previously worked for governed by ... 9/30/05, 10:54 am United States New York Securities Law
- joint stock account I have a joint stock account with a former do... 9/25/04, 11:43 am United States New York Securities Law
- Brokerage Firm Countersues Client If a client of a brokerage firm... 9/10/04, 3:59 pm United States New York Securities Law
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