Legal Question in Securities Law in California

Re: Investment Fund

Hi,

No matter what you do, you need to, at minimum, file the form D under Regulation D of the Securities Act of 1933 if you even have just one investor outside of the state. If you are not using accredited investors only, you also need to provide the proper disclosures and documentation. Then, you must also do what's referred to as "blue sky" the sale with each state in which you sell securities.

I hope this helps.

Re: Investment Fund

it is an investment contract and therefore a security and you have to comply with state securities laws, including either registration or filing the proper exemptions. if you are looking to hire an attorney for this, let me know.

Best,

Daniel Bakondi, Esq.

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Re: Investment Fund

California has an exemption for small real estate deals if you only solicit CA residents. See RegDLaw.com or contact me

Re: Investment Fund

California has an exemption for small real estate deals if you only solicit CA residents. See RegDLaw.com or contact me