Legal Question in Securities Law in New York

Filing an F-1 as an offshore company

What are the implications if an offshore-registered company, with primary operations in the US, files an F-1 in perparation for a US IPO? Are there any legal problems with this? Will institutional investors be more wary of this IPO?


Asked on 2/07/07, 9:25 pm

2 Answers from Attorneys

Scott Ziegler Ziegler, Ziegler & Associates LLP

Re: Filing an F-1 as an offshore company

In order to utilize form F-1 an issuer must be incorporated outside of the United States. Most institutional investors are very aware of F-1 issuers and look at these issuers no differently than the way they would look at US issuers.

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Answered on 2/07/07, 10:36 pm
Carlos Gonzalez Gonzalez Legal Associates PLLC

Re: Filing an F-1 as an offshore company

There are no serious legal problems nor implications with regard to institutional investors, as these tend to be very savy investors and are well aware if such practices... there may be a minor issue on the part of individual inevstors long term but this is not a major issue on an IPO as you're probably looking more at institutional investors.

Feel free to contact my office further regarding this matter. You may do so by visiting our website at www.cgonzalezlawfirm.com or emailing us at the address provided below or calling us directly at 2127098303

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Answered on 2/08/07, 4:32 am


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