Legal Question in Securities Law in North Carolina

I am creating a training manual to teach people how to trade stock options. I would like to charge an optional monthly fee to provide two things:
1. Daily recorded videos regarding today's market action
2. Multiple daily trade opportunity alerts that point out possible trades that a customer might want to consider taking in their own trading account.
I am not a licensed trade broker or financial adviser. I am concerned about what I can legally say and what I need to avoid saying when it comes to the above monthly service I want to offer. My concerns are:
1. Can I offer daily trade alerts?
2. If I can, can I specify exact Buy and Sell prices for each trade?
3. If I can not, can I suggest a price range in which buyer might consider getting into and out of a trade, making the alert more vague and less specific?
4. If I can legally provide this service, as long as I display the proper disclaimers on my web site where people originally join, can I announce this �trade alert� service?

Asked on 5/09/14, 10:30 am

Kenneth Love Ken Love Law

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You need a license to do any of the above. You risk severe penalties otherwise.

Answered on 5/09/14, 1:08 pm

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