New York  |  Investment Law

question bubble
8/12/07, 4:24 pm

Legal Question


investment

is there any type of law that states that an investment broker (working for a large firm) cannot invest a clients money into a fund that would be more risky than the client could afford? Example:an 18 yr old investing his college money and broker recommends a high risk stock fund? thanks


Search Past Answers:
  Advanced Search