Legal Question in Investment Law in Oregon

Are there legal requirements before one can charge fees for investing other people's money?


Asked on 7/10/10, 10:16 pm

1 Answer from Attorneys
Daniel Meek Daniel W. Meek

Yes. The person must register with the Securities and Exchange Commission (SEC) and with the Oregon Division of Finance and Corporate Securities (DFCS).

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Answered on 7/11/10, 3:22 am


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