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Securities Law answers by William Pinzler

  • margin sellout My brokers sold securities on a margin call withou...
    4/18/09, 2:37 am United States New York Securities Law
  • SEC /Judgement I'm a major shareholder of a privately held corpor...
    4/13/09, 6:37 pm United States New York Securities Law
  • assets and viability My financial group is being sued, by a # of ...
    2/18/09, 4:12 pm United States New York Securities Law
  • Creative funding of a startup? We have a startup company which ha...
    6/24/08, 7:22 pm United States New York Securities Law
  • Negotiable instruments Does the law prohibit a private person fro...
    5/13/08, 8:49 am United States New York Securities Law
  • probate,wills and trusts if I set up my mothers brokerage account...
    4/08/08, 3:52 pm United States New York Securities Law
  • Securities Law , New York Who is the authority giving permission ...
    3/18/08, 8:13 am United States New York Securities Law
  • Question on Minority Shareholders/Due diligence 1) Is a company r...
    6/03/07, 10:57 pm United States New York Securities Law
  • missing stock certificate What happens when a security certific...
    5/11/06, 2:54 pm United States New York Securities Law
  • nest of kin Assume a childless married couple. The husband dies ...
    12/16/05, 11:07 am United States New York Securities Law
  • compensation A Broker Dealer I previously worked for governed by ...
    9/30/05, 10:54 am United States New York Securities Law
  • Margin Account My uncle was by broker with a large firm. ...
    7/20/04, 3:59 pm United States New York Securities Law
  • pension what do you do when you find your pension plan is in viol...
    4/04/04, 3:15 pm United States New York Securities Law
  • Obligation to Disclose Financials? I am a rsident of NYS. I loane...
    2/20/04, 2:54 pm United States New York Securities Law
  • corporate law Are companies incorporated in New York State requir...
    10/27/03, 12:50 pm United States New York Securities Law
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