563 Investment Law results

Prev page Page 22 of 29 Next page

private investments Is investing in private investment clubs prohibited by law in the state of Arizona?
Asked 1/12/09, 9:42 am in United States Arizona Investment Law

1
answer
Investment accounting record I gave $60K to a friend to invest in Hong Kong stock market in 97. I have not received any accounting or report...
Asked 1/07/09, 11:40 pm in United States California Investment Law

1
answer
Exemption CFTC Registration If my fund invests less than 5% of its total assets in commodities, does it still have to register with the CFTC...
Asked 1/02/09, 3:25 pm in United States Illinois Investment Law

1
answer
Exeption CFTC Registration If my fund invests less than 5% of its total assets in commodities, does it still have to register with the CFTC?...
Asked 1/02/09, 3:21 pm in United States Nebraska Investment Law

1
answer
401k Our previous employer deducted from our paychecks 401k deductions in October 2008 but never put the money in our 401k accounts at the ...
Asked 12/20/08, 6:14 pm in United States Tennessee Investment Law

1
answer
Broker liability for huge losses? An individual has asked her broker at Smith Barney on several occasions for several months, even before th...
Asked 12/12/08, 8:16 am in United States Florida Investment Law

1
answer
Gold spot market trading I am looking to trade the spot market for gold and silver. I would like to bring on clients and use leveraged posit...
Asked 12/11/08, 2:05 pm in United States Florida Investment Law

1
answer
IRA'S beneficiary/spouse/other NYS law: does a spouse have to sign off as an IRA beneficiary if another is named? Does the WILL override th...
Asked 12/03/08, 9:31 pm in United States New York Investment Law

1
answer
How can I get back my investment? I have invested $100,000 into my friend's company which we have a verbal agreement that the business has n...
Asked 11/24/08, 5:10 pm in United States California Investment Law

1
answer
inheritance investment I am getting an inheritance of $100,000., and will need about $15,000, to pay off some bills, etc The rest I would li...
Asked 11/20/08, 4:44 am in United States California Investment Law

1
answer
Annuities A little over a year ago, I moved two annuities and my 40lK into a variable annuity with a rep. from a company that I'd been with ...
Asked 11/18/08, 1:48 pm in United States Ohio Investment Law

2
answers
Cap on internal investment if an employee were to work for IBM, non-executive, were to invest in IBM stock, would there be a cap? Be it perc...
Asked 11/12/08, 6:12 pm in United States Arizona Investment Law

1
answer
retirement accounts is a 403b retirement acct. and sep ira acct. considered community property?
Asked 11/09/08, 7:25 am in United States California Investment Law

1
answer
foreign capital coming into US A foreign national has contacted me through Career Builder and wants me to invest funds for him in the US. H...
Asked 11/06/08, 10:44 pm in United States New York Investment Law

1
answer
Liquidating Mutual Funds I asked our investmnet firm to liquidate our mutual funds to transfer the cash to a bank trust company. Six days a...
Asked 10/27/08, 7:42 am in United States Florida Investment Law

3
answers

Prev page 563 results / Page 22 of 29 Next page

Search Past Answers

Keywords

Match Any Match All

Country

State

Area of Law