Legal Question in Business Law in Florida
is it illegal for a financial advisor to borrow money from a client
Asked on 5/03/10, 9:21 am
1 Answer from Attorneys
I'm not aware of the specific rule that prohibits this, but in most circumstances this would be an ethical violation.
Douglas R. Coenson, Esq.
(561) 315-2120
Jupiter, FL
Answered on 5/10/10, 2:48 pm
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