Legal Question in Business Law in Florida

is it illegal for a financial advisor to borrow money from a client

Asked on 5/03/10, 9:21 am

1 Answer from Attorneys

I'm not aware of the specific rule that prohibits this, but in most circumstances this would be an ethical violation.

Douglas R. Coenson, Esq.

[email protected]

(561) 315-2120

Jupiter, FL

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Answered on 5/10/10, 2:48 pm

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