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May Law, PC, "A fresh approach to a venerable profession."
Attorney concentrating on securities and commodities related law. Former General Counsel to broker-dealer and investment adviser.
My defense related experience -- listed below -- is an asset in assisting investors and the elderly.
Vast experience representing securities and commodities professionals and entities in customer-related litigation, in industry-related disputes and in adversary proceedings brought by government, exchange and self-regulatory organizations.
Counsel clients in setting up and organizing new broker-dealers, investment and commodity trading advisors, introducing brokers, futures commission merchants, hedge funds and commodity pool operators.
Assist clients to maintain compliance with state and federal law and regulation, as well as self-regulatory organizationsí rules and regulations. Draft disclosure documents and compliance manuals for entities regulated under securities and commodities laws and regulations.
Andrew May has answered 26 questions with LawGuru Answers
10/15/13, 8:49 am How long is a financial institution required to keep phone voice ...
1 answer United States | California | Securities Law
8/06/13, 8:14 pm I'm forming an investment club. What is the best way to form the ...
1 answer United States | Wisconsin | Investment Law
7/25/13, 12:32 pm When consolidating promissory notes, can you consolidate the note...
2 answers United States | California | Securities Law
7/16/13, 8:54 pm Can my employer press charges against me if I charged a fraud cre...
1 answer United States | Texas | Investment Law
7/15/13, 8:43 am If i invested in an invention, how do I know if anything ever com...
1 answer United States | Tennessee | Investment Law
5/19/13, 9:56 pm I am a minority shareholder in a privately held company. It is in...
2 answers United States | California | Investment Law
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|Primary Phone||(312) 380-5500|
180 North Wacker., Ste. 350
Chicago, IL 60606